In Which I Notice a Subgenre

When I wrote my post on Stanislaw Lem’s The Invincible I’d intended to make an observation that would have taken the post on too long a detour. The Invincible belongs to a branch of science fiction I’ve never seen acknowledged as its own subgenre. (Although it wouldn’t surprise me if someone had already defined it somewhere.[1] I don’t have that many original ideas.) It’s a blend of space opera and horror and for the purposes of these notes–this post is too much a working-out-of-ideas to call it an essay–I’ll call it Spaceship Gothic.

I use the word “gothic” advisedly. Spaceship Gothic isn’t just any horror/science fiction mashup, but a kind with characteristics analogous to Gothic novels’ obsession with architecture and air of doomful cursedness:

  1. A small group of people confined to a spaceship, space station, or enclosed, uninhabited planetary environment.
  2. A dangerous and incomprehensible discovery. A natural phenomenon, transcendent force, or alien life form we can’t understand or communicate with.

Combine #1 with #2, assume nothing good will come of it, and you’ve got Spaceship Gothic. The best-known example is the movie Alien; I’d also cite Forbidden Planet, The Black Hole, and Event Horizon.[2] Novels include Stanislaw Lem’s The Invincible and Solaris, James Smythe’s The Explorer, Peter Watts’s Blindsight, and Caitlín R. Kiernan’s The Dry Salvages. On television we have any number of Doctor Who stories and the Star Trek: The Next Generation episode “Q Who” (though I’d argue that later Borg episodes don’t qualify, as the Borg became more communicative and more comprehensible).

The Spaceship of Otranto

The Gothic novel is a genre centered on environment. The hallmark of a Gothic, the thing it absolutely has to have to be Gothic, is a mansion or a castle, isolated and sparsely populated. It’s a genre named after architecture.

The horror genre borrows from the Gothic novel the tendency to strand characters in enclosed locations. Get everyone into an abandoned hospital, a cabin in the woods, or an old dark house. Isolate them with a freak storm, bleak moorlands, a confusing forest, even just a flat tire miles from anywhere. Then you pick them off one by one.

Spaceship Gothic takes this to its logical conclusion. A Gothic needs a house; Spaceship Gothic needs a spaceship. A spaceship is the ultimate closed environment. You might think your Old Dark House is in the middle of nowhere but most of the time a spaceship is surrounded by literally nothing. From the time it leaves its home planet until it reaches its destination, a ship is its crew’s entire world.

Some Spaceship Gothic stories, like Planet of the Vampires or Prometheus, take their crew to a planet. If so, it’s uninhabited aside from an alien ruin, archaeological site, crashed ship, or sparsely crewed or abandoned base. Most space opera treats planets as small spaces, metaphorical islands.[3] Whatever the crew finds planetside, it feels paradoxically claustrophobic: yeah, technically the crew has an entire planet to roam, but where would they go?

Other spaceships are the same deal: abandoned, wrecked, drifting. Few or no survivors. Except for a Curse.

The Curse

Like the heroes of happier space operas, the ones with their eyes peeled for New Worlds and New Civilizations, Spaceship Gothic crews are explorers and solvers of mysteries. They just have less fun solving them. The crew of the Nostromo is reluctantly diverted to an alien crash site. Prometheus is about an archaeological dig. Stanislaw Lem’s novels star scientists encountering unusual life forms on alien planets. The crews in Event Horizon and The Black Hole discover what happened to earlier, vanished space missions.

All of which is standard for space opera. As I implied, you could probably find a Star Trek episode with the same setup as any Spaceship Gothic story. The difference is in where the stories end up. Space opera is optimistic. The characters find a new life form, a strange gadget, a new scientific phenomenon, or a tricky engineering problem and it’s awesome, in the old sense of “inspiring awe” as well as the new. It’s a mystery to solve. Not all space opera characters succeed, but they could. Theoretically. We can talk to the aliens, we can figure out how the MacGuffin works. The universe is understandable! Human potential is limitless! Spaceship Gothic is what happens when it’s not.

In a Spaceship Gothic story the characters set out to solve a mystery but discover a curse. It’s bigger than whatever they thought they were looking for, if they were looking for anything specific at all. It’s transcendent, inherently incomprehensible. Something beyond. The characters throw themselves against it, and break.

If the Curse is an alien it won’t communicate or cooperate. It might be hostile, like the Borg, the eponymous Alien, or any number of Doctor Who villains, but it could be indifferent, or even trying to help. Solaris is, as far as we can tell, benign, but that doesn’t stop it from confusing and disturbing everyone who visits.

Often the Curse isn’t even a life form, just a force like the time warp from James Smythe’s The Explorer, or an impossibly advanced artifact like the Krell machinery in Forbidden Planet.

The Curse doesn’t need to hurt anyone itself. Spaceship Gothic being horror, it sometimes leaves most of the cast dead, perhaps with one or two escaping, Ishmael-like, to tell the story. (This is much more common in Spaceship Gothic movies, which tend towards the exploitative.) But the Curse doesn’t necessarily kill them directly. It’s often just a catalyst, the actual villain being some initially-sympathetic character whose character flaws have turned operatic. If there even is a villain. Sometimes the crew just can’t deal with this incomprehensible thing they found and self-destruct like the cast of a Coen Brothers movie.

So What is this Genre Doing?

I nominated two of Stanislaw Lem’s novels, The Invincible and Solaris, as Spaceship Gothics. I’d also add Fiasco and Eden, and maybe the novel that inspired the movie First Spaceship on Venus, though I’ve never read that one (I’m not sure it’s ever even been translated). Lem was interested in randomness, and how people look for order in randomness. He was also interested in the limits of human knowledge, and how people cope when they discover the answers to some questions (what’s Solaris up to? What’s happening on planet Eden?) are beyond their reach. Those themes, and Lem’s specifically pessimistic take on them, led him to write Spaceship Gothics.

Spaceship Gothic is a genre of incomprehensible forces that roll into people’s lives and leave them reeling. Remember how I mentioned the way planets in space opera work like islands? In SF, subjects and settings often stand in metaphorically for things on different scales. When SF talks about the universe it’s often, on another level, dealing with the world, or just our little part of it. Like the characters in SF stories, we’re surrounded by complex forces and systems–economic, legal, physical, ecological. They run our world. In a human lifetime we can only comprehend a fraction of what there is to know about them. But that doesn’t stop them from affecting our lives. No amount of Heinleinian competence can guarantee we won’t get knocked down by a natural disaster, a recession, a chronic disease, or the side effects of climate change.

(To a certain extent, this could be not only a working-out of anxieties, but also a corrective to traditional space opera, which, at its worst, can have a colonialist streak–its admiration for humanity’s potential has sometimes led to the assumption that space opera heroes have the right to control anything they find.)

The good news is that the universe is vast and there is an infinite amount to learn. This is also the bad news.

Traditional space opera looks into infinity and feels a sense of wonder. Spaceship Gothic is what you get when space opera looks into infinity, feels anxious and creeped out, and decides to hide under some blankets until it goes away.


  1. TV Tropes has a page for “Raygun Gothic,” but they’re talking about something completely different and using the word “gothic” with no reference to what it actually means, the same way geek culture uses the word “punk.”  ↩

  2. For movies aimed at such different audiences, The Black Hole and Event Horizon have weirdly similar gimmicks. How many stories are there where a Spaceship crew find a lost ship near a black hole that turns out to be a gateway to hell?  ↩

  3. A lot of Star Trek and Doctor Who becomes easier to understand when you realize they’re distant cousins to the middle part of The Odyssey; it explains, for instance, why most planets seem to have one major city and why most aliens have a single culture.  ↩

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